Kentucky Bankers Association
KBA ProfileKBA LogoutKBA HomeContact KBAAbout KBA
Calendar of EventsCompliance & LegalDirectoryEducationHeadlinesJobsKBA Benefit PlansKBA PublicationsLegislativeLinksProducts & ServicesSecurity



 
 

Conferences, Conventions & Meetings

Education

Regulators Calendar and other Meetings

ABA Telephone Briefings

Event Search

 

 
Event Details  
 
 

Subpoenas, Summonses, Levies & Other Demands On Funds*

Type: Phone/Webcast
Date: 09/09/2010 thru 09/09/2010
Location: Your Office, 2-3:30 CT,
Event Contact: awhitaker@kybanks.com 		Brochure

Has your bank implemented the proper procedures for handling subpoenas, garnishments, levies, and other demands for customer funds? Most banks deal with these matters daily, but many do so without proper training. Handling these matters improperly can expose your bank to significant liability. This seminar will explain these complicated legal documents - subpoenas, garnishments, levies, summons, attachments, etc. - and the situations when they are served on the bank. Learn the necessary steps to handle these matters, such as identifying accounts, placing account holds, answering interrogatories, notifying your customer, appearing at the deposition, and remitting the funds. Note: The speaker will address proposed federal regulations requiring banks to research recent deposits to determine if funds in the account are exempt.
HIGHLIGHTS
  • What financial privacy restrictions are imposed on your bank?
  • What risks are imposed on the bank?
  • When are you required to notify your customer?
  • What types of funds are exempt?
  • What if your bank holds a security interest in the funds?
  • What if an account is held by more than one customer or held by a trust, sole proprietorship, corporation, etc.?
  • Use of an affidavit in lieu of appearing in person in court or for a deposition

    WHY SHOULD YOU PARTICIPATE
    This session is a cost-effective way to learn the proper way to handle subpoenas, garnishments, levies, and other demands for customer funds. You may train as many individuals as you like for one set price. There will be no travel costs and no time lost from work.

    WHO SHOULD ATTEND
    This informative session is best suited for deposit operations personnel, tellers, customer service representatives, compliance personnel, and auditors.

    TO REGISTER
    Online registration is available below. We encourage you to use the online system, but if you prefer paper,     click here for a printable program brochure with registration form.

    ABOUT THE PRESENTER
    Elizabeth Fast, JD & CPA, Bankers Choice is a partner with Spencer Fane Britt & Browne LLP where she specializes in the representation of financial institutions. Elizabeth is the head of the firm's training division. She received her law degree from the University of Kansas and her undergraduate degree from Pittsburg State University. In addition, she has a Master of Business Administration degree and she is a Certified Public Accountant. Before joining Spencer Fane, she was General Counsel, Senior Vice President, and Corporate Secretary of a $9 billion bank with more than 130 branches, where she managed all legal, regulatory, and compliance functions. She is a member of the Missouri State Banking Board by appointment of the Governor.

    WHAT IS A WEBINAR/ON-DEMAND WEB LINK
    The LIVE WEBINAR allows 1 phone connection and 1 Internet connection (from a single computer terminal) to view online visuals as the presentation is delivered. Registrants will receive a toll-free number and pass code allowing entrance to the webinar. The session will be approximately 90 minutes in length, including question and answer sessions. The pin number, hookup instructions and handouts will be emailed 3-5 business days prior to the webinar. Registrants will need the most current version of Adobe Acrobat Reader, which is available free at www.adobe.com.

    The ON-DEMAND WEB LINK is a recording of the live webinar, including audio, visuals and handouts. The presenter's email address is also provided for follow-up questions. Within 5 business days, following the webinar, registrants will be provided with a web link that can be viewed anytime 24/7 for 6 months (the link will expire 6 months after the live program date). AS AN ADDED BONUS, registrants will also receive a FREE CD. The CD includes the original audio/visual presentation, question and answer sessions and handouts. CD for PC use only.

    e-Events : Event Registration Detail
    Event Location
    Your Office, 2-3:30 CT

    • Registration Fees
    KBA Live Webinar & Written Materials $255
    KBA On-Demand Web Link (Plus FREE CD) $275
    Non-Member Pricing

    		 


     
    Site Developed by TCS Software Inc.
    All images & Content © 2010 Kentucky Bankers Association
    600 W. Main Street, Suite 400 | Louisville, KY 40202
    Phone: (502) 582-2453 | Fax: (502) 584-6390
    KBA Home Contact KBA About KBA